Arkansas Securities Department
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Arkansas Securities DepartmentDESCRIPTION
The Arkansas Securities Department is responsible for the regulation of the securities industry in the state, to protect the financial well being of Arkansas citizens, and promote an environment where the financial and capital markets function efficiently and without unnecessary regulatory impediments. The Arkansas Securities Department also regulates mortgage loan companies, money services companies, foreign savings and loan banks, state chartered credit unions, and state chartered savings and loan associaPARSED CONTENT
The domain has the following in the web site, "Heritage West Building, Suite 300." We observed that the web site also stated " Little Rock, Arkansas 72201-1692." It also stated " How to File A Complaint. The Legal Section of the Department includes a general counsel and a staff of six knowledgeable attorneys. The attorneys represent the Department in all litigation and enforcement actions. Information is provided on how to register to sell securities in Arkansas and register as a broker-dealer, agent, investment adviser, investment adviser representative, or agent of the issuer." The header had broker dealer as the highest ranking keyword. This keyword was followed by money transmitters, currency exchange, and foreign savings and loan banks which isn't as urgent as broker dealer. The other words the site uses is investment advisers. mortgage loan and loan brokers is also included and might not be understood by search crawlers.SEEK OTHER BUSINESSES
Monday, October 08, 2007. That differs from a standard fixed-income security in that the final payout is based on the return of the underlying equity, which can be a single stock, basket of stocks or an equity index. A typical ELN is principal-protected, i. Equity linked note can be thought as a combination of a zero coupon bond.
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